HKMA and SFC Finalize Proposals to Enhance Hong Kong’s OTC Derivatives Reporting Regime
The HKMA and SFC have concluded their consultation on enhancements to Hong Kong's OTC derivatives reporting regime, aiming for implementation...
financial regulation
HKMA Imposes Penalty on WeChat Pay Hong Kong for AML Failures
The Hong Kong Monetary Authority has fined WeChat Pay Hong Kong Limited HK$875,000 for contravening anti-money laundering regulations. (Read More)
China Forestry Executives Found Guilty of Market Misconduct
The Market Misconduct Tribunal finds China Forestry's former chairman and CEO guilty of false disclosures and insider trading. (Read More)
HKMA Imposes HK$10 Million Fine on DBS Bank (Hong Kong) for AML Failures
HKMA has imposed a HK$10 million penalty on DBS Bank (Hong Kong) for breaches of the Anti-Money Laundering and Counter-Terrorist...
Tse Tsun Wai Convicted and Fined for Unlicensed Activity
Tse Tsun Wai has been convicted and fined for engaging in unlicensed financial activities, according to the Securities and Futures...
