HKMA and SFC Finalize Proposals to Enhance Hong Kong’s OTC Derivatives Reporting Regime
The HKMA and SFC have concluded their consultation on enhancements to Hong Kong's OTC derivatives reporting regime, aiming for implementation...
SFC
SFC Imposes Lifetime Ban on Charles Lam Chung Yiu
The Securities and Futures Commission has issued a lifetime ban on Charles Lam Chung Yiu for misconduct. (Read More)
SFC Releases Guides on Licensing for Visiting and Returning Professionals
The SFC has issued new guides to inform visiting and returning professionals about pragmatic licensing options in Hong Kong. (Read...
SFC and Exchange Announce Changes to Specialist Tech Companies and de-SPAC Transactions Requirements
The SFC and Exchange have jointly announced modifications to the requirements for specialist technology companies and de-SPAC transactions. (Read More)
SFC and IA Collaborate to Address Cross-Sector Irregularities
The Securities and Futures Commission (SFC) and the Insurance Authority (IA) have joined forces to tackle cross-sector irregularities, enhancing regulatory...
Hong Kong’s Resilience as a Top Asset and Wealth Management Hub: SFC Survey 2023
The SFC survey highlights Hong Kong's enduring position as a leading international asset and wealth management hub in 2023. (Read...
SFC Convicts Individual for Unauthorized Investment Advice on Telegram
The SFC has secured a conviction against an individual for providing paid investment advice on a Telegram chat group without...
SFC Suspends Shum Wai Nap for Seven Months Over Private Fund Mismanagement
The SFC has suspended Shum Wai Nap for seven months due to failures in managing a private fund, highlighting significant...
SFC Celebrates 35 Years, Outlines Future Vision for Hong Kong’s Capital Markets
The Securities and Futures Commission (SFC) marks its 35th anniversary, detailing strategic plans for Hong Kong's financial future. (Read More)
HK SFC: Sentencing Adjourned in Market Manipulation Case
Sentencing in a significant market manipulation case has been postponed, according to the Securities and Futures Commission. (Read More)
SFC Endorses Public Consultation on ESG Ratings Code of Conduct
The SFC supports the industry-led public consultation on a code of conduct for ESG ratings and data product providers. (Read...
Hong Kong Crypto Exchange HKVAEX Announces Phased Shutdown
HKVAEX, a Hong Kong-based cryptocurrency exchange, has initiated a phased suspension of their services, leading to a complete shutdown by...
Breaking: Bybit Receives Unlicensed Operation Warning from HK SFC
Hong Kong's SFC has issued a public warning against the unlicensed virtual asset trading platform Bybit, advising caution for potential...
Hong Kong to Submit Virtual Asset OTC Trading Licensing Scheme Bill
Hong Kong's Financial Secretary, Christopher Hui, plans to introduce a licensing scheme for virtual asset OTC trading platforms to combat...
Hong Kong Monetary Authority Sets Regulatory Standards for Tokenized Products
The Hong Kong Monetary Authority (HKMA) has released a circular outlining regulatory standards for institutions selling and distributing tokenized products,...
