SFC Imposes Lifetime Ban on Charles Lam Chung Yiu
The Securities and Futures Commission has issued a lifetime ban on Charles Lam Chung Yiu for misconduct. (Read More)
SECURITIES AND FUTURES COMMISSION
SFC and IA Collaborate to Address Cross-Sector Irregularities
The Securities and Futures Commission (SFC) and the Insurance Authority (IA) have joined forces to tackle cross-sector irregularities, enhancing regulatory...
Tse Tsun Wai Convicted and Fined for Unlicensed Activity
Tse Tsun Wai has been convicted and fined for engaging in unlicensed financial activities, according to the Securities and Futures...
SFC Celebrates 35 Years, Outlines Future Vision for Hong Kong’s Capital Markets
The Securities and Futures Commission (SFC) marks its 35th anniversary, detailing strategic plans for Hong Kong's financial future. (Read More)
HK SFC: Sentencing Adjourned in Market Manipulation Case
Sentencing in a significant market manipulation case has been postponed, according to the Securities and Futures Commission. (Read More)
